Properties of CMC Solutions



Viscosity is the single most important property of CMC solutions. Aqualon has acquired considerable information on factors affecting viscosity, and these data are given here. Stability of CMC solutions to microbiological attack and chemical deterioration is also discussed in this section.

Viscosity
Solutions of CMC can be prepared in a wide range of viscosities. Such solutions are non-Newtonian because they change in viscosity with change in shear rate. Consequently, it is essential to standardize viscosity determination methods. This standardization must include the type and extent of agitation used to dissolve the CMC, as well as precise control of temperature, conditions of shear, and method of viscosity measurement. The procedure used in the Aqualon control laboratory is described in detail in the Appendix.

Effect of Concentration
The viscosity of aqueous CMC solutions increases rapidly with concentration. This is shown in Figure 10. The bands show the range of viscosity obtainable with standard viscosity types.

Effect of Blending
Two viscosity types of CMC can be blended to obtain an intermediate viscosity. Because viscosity is an exponential function, the viscosity resulting from blending is not an arithmetic mean.

A blending chart (VC-440), available from Aqualon, can be used to determine the result of blending various amounts of two viscosity types of CMC. It can also be used to determine the amount of CMC required to achieve a desired viscosity when blending two types of known viscosity.

Blending Chart
The blending technique outlined in this bulletin can be used for Aqualon® cellulose gum (sodium carboxymethylcellulose), Natrosol® hydroxyethylcellulose, Culminal® methylcellulose and methyl hydroxypropylcellulose and Klucel® hydroxypropylcellulose. This technique is useful when it is desirable to blend two viscosity types of the same water-soluble polymer in order to obtain a solution having a predetermined viscosity and solids concentration.

Blends can be calculated directly from the equation that follows; or, more conveniently, the blending chart in Figure 9 can be used. From this chart, one can determine, without calculations, the percentage of any two viscosities that must be blended to secure a desired intermediate viscosity. Likewise, it is possible to determine the viscosity that will result from utilizing any blend.

Equation: Because the viscosity-concentration relationship an exponential function, the viscosity resulting from blending is not an arithmetic mean. The viscosity of a blend can, however, be approximated by use of the equation below, which is derived from the Arrhenius equation that relates viscosity with polymer concentration.
n log V1 + (100-n) log V2
Log Vs =           100
where Vs = Viscosity sought
n = Percent (by weight) of the first component of theblend having a viscosity of V1
V2 = Viscosity of the second component of the blend
Note: All viscosities must be expressed at the same polymer concentration and in the same units.

Use of the chart itself is simple. For example, suppose one wishes to obtain a solution with a viscosity of 900 cps at 3% concentration. The water-soluble polymer is available as Material A with a viscosity of 1,800 cps at 3% concentration, and Material B with a viscosity of 700 cps at 3% concentration. A line is drawn connecting these two viscosities on the chart. The point at which this line intersects the desired viscosity line is then determined, and the percentage it represents is read from the bottom of the chart. Thus, in this example, 28% of Material A and 72% of Material B are needed to yield the desired viscosity of 900 cps at a total polymer concentration of 3%.

Limitations of Blending: The relationship between viscosity and concentration can vary significantly, depending on the chemical composition as well as the molecular weight (viscosity type) of the polymers involved. The greatest accuracy is obtained from use of the equation or the blending chart Figure 9 if the following conditions are met. Departure from these conditions can result in deviation from the predicted value of viscosity.
  • The chemical composition of the polymers must be similar—i.e., the type and level of chemical substitution must be the same.
  • The solution viscosities of the polymers should be as close together as possible.

Figure 9
Chart for Blending Aqualon Water-Soluble Polymers

Figure 10
Effect of Concentration on Viscosity of Aqueous Solutions of Aqualon CMC
(Bands approximate the viscosity range for the types shown.)

Effect of Shear
CMC is often used to thicken, suspend, stabilize, gel, or
otherwise modify the flow characteristics of aqueous solutions or suspensions. Preparation and use of its solutions involve a wide range of shearing conditions. It is therefore important that the user understand how rheological behavior can affect the system.

Pseudoplasticity—Small amounts of CMC dissolved in water greatly modify its properties. The most obvious immediate change is an increase in viscosity. Interestingly, a single CMC solution will appear to have a different viscosity when different physical forces are imposed on it.

These physical forces may be conveniently referred to as high, intermediate, or low shear stress. For example, rolling or spreading a liquid as if it were an ointment or lotion would be high shear stress. After the liquid has been applied, gravity and surface tension control flow. These forces are conditions of low stress. Intermediate stress is typified by pouring a liquid out of a bottle.

If a solution of high-viscosity CMC appears to be a viscous syrup as it is poured from a bottle, it will behave as a thin liquid when applied as a lotion, and yet when high shear stress is removed it will instantly revert to its original highly viscous state. This type of flow behavior is referred to as pseudoplasticity or time-independent shear-thinning—a form of non-Newtonian flow. It differs from the time-dependent viscosity change called thixotropy.

If shear stress is plotted vs. shear rate, as in Figure 11, a Newtonian fluid will produce a straight line passing through the origin. A pseudoplastic liquid, such as a CMC solution, will give a curved line. Plotting apparent viscosity against shear rate, as in Figure 12, produces a horizontal straight line for a Newtonian fluid and a curved line for a pseudo-plastic liquid.

Solutions of some medium- and high-viscosity types of CMC exhibit pseudoplastic behavior because their long-chain molecules tend to orient themselves in the direction of flow; as the applied force (shear stress) is increased, the resistance to flow (viscosity) is decreased. When a lower stress is imposed on the same solution, the apprent viscosity is higher because random orientation of molecules presents increased resistance to flow.

Figure 11
Shear Stress vs. Shear Rate for Newtonian and Pseudoplastic Liquids

Figure 12
Viscosity vs. Shear Rate

When viscosity (shear stress divided by shear rate) is plotted against shear rate, a Newtonian system gives a horizontal line. If viscosity decreases as shear rate is increased, the flow is pseudoplastic.

Generally, solutions of the medium- and high-viscosity types with a high DS (i.e., 0.9 and 1.2) and “S” types are pseudoplastic rather than thixotropic. In contrast to this, regular high- and medium-viscosity gums of DS 0.7 (slightly less uniformly substituted) show thixotropic behavior in solution. (See Thixotropy, below.)

Solutions of low-molecular-weight CMC—i.e., low-viscosity types—are less pseudoplastic than those of high-molecular-weight gum. However, at very low shear rate, all CMC solutions approach Newtonian flow. Figure 13 shows these relationships.

Figure 13
Effect of Shear Rate on Apparent Viscosity of Aqualon CMC Solutions

Figure 14A
Thixotropic Flow

Thixotropy—If long-chain polymers have a considerable amount of interaction, they will tend to develop a three-dimensional structure and exhibit a phenomenon known as thixotropy.

Thixotropy is a time-dependent viscosity change. It is characterized by an increase in apparent viscosity when a solu-tion remains at rest for a period of time after shearing. In certain cases, the solution may develop some gel strength, or even set to an almost solid gel. If sufficient force (shear stress) is exerted on a thixotropic solution, the structure can be broken and the apparent viscosity reduced.

Rheograms are helpful to illustrate the effect of thixotropy.
A thixotropic solution will form a hysteresis loop when shear stress is plotted against shear rate, as shown in Figure 14A. The increased shear stress required to break the thixotropic structure has reduced the resistance to flow, or viscosity. If a solution has gel strength, a spur forms in the hysteresis loop; this is shown in Figure 14B. It is an indication of the stress necessary to break the gel structure and cause the solution to revert to its normal apparent viscosity.

Figure 14B
Extremely Thixotropic Flow With Gel Strength

Figure 15 illustrates thixotropy in another manner. At a constant shear rate (D = K), viscosity decreases with time. When shear is removed (D = zero), viscosity increases significantly with time.

Thixotropic solutions are desirable, or even essential, for certain uses of CMC, such as suspension of solids. High-and medium-viscosity types of regular Aqualon CMC (0.7 DS) generally exhibit thixotropic behavior. “S” types and high-DS types in medium and high viscosity have been developed for uses requiring clear, smooth solutions of little or no thixotropy. Figure 16 illustrates the difference in appearance between solutions of regular and “S”-type Aqualon CMC. “S” and high-DS types show the typical pseudoplasticity of long-chain molecules.

Figure 15
Thixotropic Flow Is a Time-Dependent Change in Viscosity

Figure 16
Thixotropic and Nonthixotropic Solutions of CMC
The solution of regular Aqualon CMC, left, is thixotropic; “S”-type Aqualon CMC, right, is essentially nonthixotropic.

Figure 17
Effect of Temperature on Viscosity of Aqualon CMC Solutions

Effect of Temperature
Viscosity of CMC solutions depends on temperature, as
shown in Figure 17. Under normal conditions, the effect of temperature is reversible, so temperature variation has no permanent effect on viscosity. However, long periods of heating at high temperatures will degrade CMC and permanently reduce viscosity. For example, a 7L type held for 48 hours at 180°F lost 64% of its original viscosity.

Effect of pH
CMC solutions maintain their normal viscosity over a wide
pH range. In general, solutions exhibit their maximum viscosity and best stability at pH 7 to 9. Above pH 10, a slight decrease in viscosity is observed. Below pH 4.0, the less soluble free acid carboxymethylcellulose predominates and viscosity may increase significantly. Figure 18 shows the effect of pH on the viscosity of typical Aqualon CMC grades.

Figure 18
Effect of pH on Viscosity of Aqualon CMC Solutions

Tests with Aqualon CMC Type 7M have shown that very little polymer degradation takes place if solutions are allowed to stand overnight at room temperature at a pH as low as 2. However, at pH values of 4-5 and temperatures of 150°F, most of the viscosity is lost in 24 hrs.

In acidic systems, the order in which CMC is added to the solvent is also important. If a CMC solution is prepared prior to the addition of acid, a higher viscosity is obtained than when dry CMC is dissolved in an acidic solution.

Aqualon cellulose gum Type 7HOF is a particularly efficient thickener for acidic systems. Clear, viscous solutions are obtained when it is dissolved in water and then acidified. Its stability in several organic acids, typical of those used in low-pH foods, is shown in Figure 19.

Figure 19
Stability of Aqualon Cellulose Gum in Organic Acids—1% Solution of Type 7HOF

Effect of Mixed Solvents
The behavior of highly substituted CMC in mixed-solvent
systems, such as glycerin-water, is similar to its effect in water alone. In mixed systems, however, viscosity of the solvent affects viscosity of the solution. For example, if a 60:40 mixture of glycerin and water (which is 10 times as viscous as water alone) is used as the solvent, the resulting solution of well-dispersed CMC will be 10 times as viscous as the comparable solution in water alone. This behavior is shown in Figure 19 and is commonly referred to as the “viscosity bonus effect.”

Figure 20
Effect of Mixed Solvents on Viscosity of Aqualon CMC Solutions—1% Type 12M31

Stability
CMC is subject to microbiological attack and chemical degradation. However, corrective measures can be taken to prevent both from occurring.

Microbiological Attack
Although CMC is more resistant to microbiological attack than many other water-soluble gums, its solutions are not immune. Heat treatment can be used to destroy many microorganisms while having little effect on CMC properties. Heating for 30 min at 80°C, or for 1 min at 100°C, is generally sufficient.

When solutions are stored, a preservative should be added to prevent viscosity degradation. If cellulases (hydrolytic, viscosity-destroying enzymes) have been introduced by microbial action, even in trace amounts, addition of most preservatives will not prevent degradation; therefore, it is important to preserve solutions as soon as possible after preparation.

The preservatives shown below have proved effective for solutions of Aqualon CMC. The preservative manufacturer should be consulted regarding the kind and amount to be added.

Chemical Degradation
Under certain conditions, solutions of CMC are susceptible to chemical degradation. Permanent loss of viscosity can occur resulting from scission of the long-chain molecules. Such viscosity loss is accelerated by increasing the temperature and/or lowering the pH. Aqualon cellulose gum Type 7HOF provides improved resistance to viscosity degradation and precipitation in low-pH systems.

An oxidative type of degradation occurs under alkaline conditions in the presence of oxygen. The rate of viscosity loss is also increased by heat and/or ultraviolet light. Inclusion of an antioxidant, exclusion of oxygen, and avoidance of highly alkaline conditions are obvious preventive measures.

To obtain the best stability during prolonged storage of CMC solutions, users should:

  • Protect against microbiological attack.
  • Maintain solution pH as nearly neutral as possible (7.0 to 9.0).
  • Avoid prolonged exposure to elevated temperatures.
  • Exclude oxygen and sunlight.

Preservatives for Aqualon CMC

Busan 11M1, 85(g)
Dowicide A(h)
Dowicil 75, 200(h)
Formaldehyde
Methyl- and propylparabens(i)
Phenol
Proxel GXL(j)
Sodium benzoate(i)
Sodium propionate(i)
Sorbates (Na and K salts)(i)

(g)Buckman Laboratories International, Inc.
(h)Dow Chemical Co.
(i)Preservatives cleared by the Food and Drug Administration for food, cosmetic, and pharmaceutical products.
Pertinent regulations indicate maximum use levels (tolerances) in some cases.
(j)Zeneca Biocides

Compatibility
Aqualon CMC is compatible in solution with most water-soluble nonionic and anionic polymers and gums. Its compatibility with salts depends on factors discussed in this section.

Effect With Salts
Compatibility of CMC with inorganic salt solutions depends largely on the ability of the added cation to form a soluble salt of carboxymethylcellulose. For example, the potassium salt of carboxymethylcellulose is as soluble in water as the sodium salt; consequently, if potassium ion is added in moderate amounts to a CMC solution, it has little effect on solution viscosity, clarity, or other properties. On the other hand, the zirconium salt of carboxymethylcellulose is insoluble in water; therefore, if zirconium ion is added to a CMC solution, precipitation results.

As a general rule, monovalent cations from soluble salts of carboxymethylcellulose, divalent cations are borderline, and trivalent cations form insoluble salts. Some exceptions to this rule are given in the following pages.

The effect of salts varies with the particular salt, its concentration, pH of the solution, degree of substitution of the CMC, and manner in which the salt and CMC come in contact. Highly substituted CMC (i.e., DS 0.9 and 1.2) has a greater tolerance for most salts. Increased salt tolerance can also be obtained by dissolving the CMC before adding the salt. Adding dry CMC to a salt solution or dissolving the salt and gum simultaneously will reduce compatibility.

Compatibility of Aqualon CMC with some inorganic salt solutions is shown in Table V. Solutions of 1% CMC Type 7H were prepared in distilled water. Aqueous solutions of salts were prepared at concentrations of 10% and either 50% or saturated. Then, 1 g of gum solution was added to 15 g of each salt solution, and the effect was observed.

Monovalent Cations—As previously stated, monovalent cations usually interact with carboxymethylcellulose to form soluble salts. In aqueous systems containing these cations, viscosity depends primarily on the order of addition of gum and salt. If CMC is thoroughly dissolved in water prior to addition of such a salt, the latter has little effect on solution viscosity. However, the viscosity imparted by CMC will be depressed if the gum is added dry to a salt solution. (See Figure 8.) The effect of polymer composition, salt concentration, and shear history is shown in Table IV. Viscosity developed by “S” types of Aqualon CMC is less affected by salts of monovalent cations than that developed by other types, regardless of the order of addition.

Table V — Compatibility of Aqualon CMC With Inorganic Salt Solutions


Salt 10% Solution 50% or Saturated Solution
Aluminum nitrate
Aluminum sulfate
Ammonium chloride
Ammonium nitrate
Ammonium sulfate
Calcium chloride
Calcium nitrate
Chromic nitrate
Disodium phosphate
Ferric chloride
Ferric sulfate
Ferrous chloride
Magnesium chloride
Magnesium nitrate
Magnesium sulfate
Potassium ferricyanide
Potassium ferrocyanide
Silver nitrate
Sodium carbonate
Sodium chloride
Sodium dichromate
Sodium metaborate
Sodium nitrate
Sodium perborate
Sodium sulfate
Sodium sulfite
Sodium thiosulfate
Stannic chloride
Zinc chloride
Zinc nitrate
Zinc sulfate
P
P
C
C
C
C
C
P
C
P
P
P
C
C
C
C
C
P
C
C
C
C
C
C
C
C
C
P
P
P
P
P
P
C
C
P
P
P
P
C
P
P
P
C
C
C
C
C
P
C
C
C
C
C
C
P
C
C
P
P
P
P
C = Compatible P = Precipitate
Note: 1 g of a 1% solution of CMC Type 7H was added to 15 g of salt solution.

Polyvalent Cations—Generally, divalent cations will not form crosslinked gels with CMC. Viscosity reduction occurs, however, when divalent cations are added to a CMC solution, and it may be accompanied by the formation of a haze. Calcium, barium, cobalt, magnesium, ferrous, and manganous cations will perform this way. “S” types of Aqualon CMC are only slightly affected by moderate concentrations of divalent cations if the cation is added to the CMC solution.

Trivalent salts form insoluble precipitates with CMC. Trace amounts of heavy metal cations of lesser valence also form precipitates. Precipitation occurs by crosslinking, ionic bonding, or complex formation. Included in this classification are cuprous, cupric, silver, ferrous, uranium, chromous, stannous, plumbous, and zirconium cations.

Gelation of Solutions
The effect of trivalent cations on CMC solutions can be controlled and used to advantage where gelation is desired. Gels of varying texture can be produced by careful addition of certain salts of trivalent metals, such as aluminum. Gradual release of aluminum ions to a CMC solution will result in uniform crosslinking of the polymer molecules between carboxymethyl groups. Gradual release of aluminum ions can be accomplished by using a slowly soluble aluminum salt such as monobasic aluminum acetate, AIOH (C2H3O2)2 ; soluble salts such as aluminum sulfate, Al2 (SO4)3 , in combination with appropriate chelating agents; or insoluble salts such as dihydroxyaluminum sodium carbonate (DASC), Al(OH)2 OCOONa, followed by in situ formation of the soluble acid form of DASC.

Properties of CMC gels depend on many factors. In general, the stiffness of a CMC gel increases with:
  • An increase in CMC concentration.
  • An increase in CMC molecular weight.
  • An increase in the concentration of trivalent metal ion.
  • A decrease in solution pH.

Techniques for producing CMC gels by crosslinking with trivalent metals are discussed in more detail in Aqualon Bulletin VC-521 and Bulletin VC-522.

Effect with Water-Soluble Nonionic Gums
CMC is compatible with most water-soluble nonionic gums over a wide range of concentrations. In many instances, the low-viscosity types are compatible over a broader range than the high-viscosity types.

When a solution of anionic CMC is blended with a solution of nonionic polymer such as Natrosol hydroxyethylcellulose or Klucel hydroxypropylcellulose, a synergistic effect on viscosity is observed. Such a polymer mixture produces solution viscosities considerably higher than would ordinarily be expected, as shown in Table Vl. The polymers can be blended dry, then dissolved; or solutions can be prepared first, then blended. If other electrolytes are present in the system, the effect is reduced.

Table Vl — Synergistic Effect on Viscosity When a Nonionic Polymer Is Blended With Aqualon CMC


Polymer Viscosity of a 1% Solution at 25°C, cps (mPas) Viscosity Viscosity of a Blend of Equal Parts at 25°C, cps (mPas) 25°C, cps (mPas)
Expected(k)
Actual
Cellulose gum,
   Type 7H3SF
Natrosol 250 HR
1,500
1,800
1,650 3,200
Cellulose gum,
   Type 7H3SF Klucel H
1,500
1,640
1,570 3,280

(k)From blending chart, VC-440.

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